Regulatory and non-regulatory overkill - the CFTC two penalties of more than 200 companies | Forexmagnates Chinese network - Forex Magnates China
CFTC (Commodity Futures Trading Commission, CFTC) announced that in fiscal year 2012 filed 102 enforcement cases. In the past two financial years, the Commission submitted a total of 201 enforcement actions, a significant increase over the past few years. Enforcement Department in fiscal year 2012 more than 350 pieces of new criminal investigation, is the largest ever number of new pieces year investigation. In addition, the law enforcement department internations dubai has made more than 5.85 billion dollars in penalties command, including over 4.16 million in civil penalties and more than 1.69 billion dollars in damages and recovery of command.
U.S. Commodity Futures Trading Commission (CFTC), Head of Enforcement David Meister said: "We fight against illegal activities, to protect market participants and promote market integrity and performance of the year when we look back, the law enforcement department can confidently say that we are a major violation. conduct internations dubai an effective response, in accordance with the provisions of the U.S. Commodity Futures Trading Act (Act) and the regulations were disclosed. Whether it is the face of attempts to manipulate, false reports, customer funds violations, inverted positions internations dubai or regulation defeat some of the world's largest financial agency, or defraud unsuspecting public face of millions of dollars in a Ponzi scheme internations dubai (Ponzi) swindler, lawyers enforcement department, investigators, internations dubai paralegals and administrative staff are committed to the greatest impact internations dubai of the investigation and litigation of cases we began using new Dodd-Frank internations dubai Act powers (Dodd-Frank), and, as we had hoped, internations dubai when the new rules take effect more, we will continue to do so and I expressed appreciation for the hard work and dedication of all staff working , but also to be able to work with them proud. "
Division of Enforcement internations dubai allegations Joseph F. Welsh attempts to manipulate palladium and platinum futures contract prices, Welsh is the world's Mannesmann Finance (MF Global) before the broker, Christopher L. Pia for aiding and abetting an attempt to manipulate the conduct, Christopher L. Pia is the molar former portfolio manager at Investment Capital Management (Moore Capital Management, LLC). Pia and Moore Capital Management (Moore Capital internations dubai Management, LLC) to solve its fiscal year 2012 a separate lawsuit before. internations dubai New York federal court is not the case for Welsh sentencing.
Division of Enforcement alleged Royal Bank of Canada (Royal Bank of Canada, RBC) carry out hundreds of millions of dollars in stock futures contracts down position. New York federal court on allegations are not U.S. Commodity Futures Trading Commission (CFTC) were judgments against the Chicago Single Stock Futures Exchange Limited (OneChicago, LLC) and the Chicago Mercantile Exchange Holdings Ltd. (CME Group, Inc) false trading , the U.S. Commodity Futures Trading Commission (CFTC) also accused the Royal Bank of Canada (RBC) makes a false statement, Chicago Single Stock Futures Exchange Limited (OneChicago, LLC) is an electronic futures exchange.
Division of Enforcement alleged futures broker - Rosenthal Collins Group Limited (Rosenthal Collins Group, LLC, RCG) failed to supervise a client account, the client account is used for multi-million dollar commodity futures Ponzi scheme. (Division of Enforcement alleged that the company and its customers Enrique F. Villalba before the 2012 fiscal internations dubai year on suspicion of fraud). Rosenthal Collins Group Limited (RCG) to pay a fine case for its $ 2.5 million over.
In fiscal 2012, the Enforcement Division actively with criminal and civil enforcement of federal and state authorities to cooperate, their assistance, including 50 investigations with the U.S. Commodity Futures Trading internations dubai Commission (CFTC) in a separate action, including more than 200 investigations and proceedings related. Enforcement Department also continue to cooperate with the international regulatory authorities. For example, in fiscal year 2012, the Enforcement Division has received more than 300 requests internations dubai for assistance, law enforcement department in accordance with the IOSCO consultation, internations dubai cooperation and information exchange Multilateral Memorandum of Understanding (IOSCO Multilateral Memorandum of Understanding internations dubai Concerning Consultation and Cooperation and the Exchange of Information) and other information-sharing agreement established by more than 70 different regulatory agencies. International regulatory community on the U.S. Commodity Futures Trading Commission (CFTC) internations dubai successfully resolved a number of important cases played an important role.
Latest Articles internations dubai + notification in accordance with the Central Bank of India to suspend Bitcoin transactions + Taiwan Futures Exchange Eurex shares internations dubai acquired + NFA reminded members of the New Year's holiday to submit the relevant reports and 2014 plans + Ai Furui Russian companies trading volume in November 1296 billion U.S. dollars, up 5.67% MoM + bitcoin internations dubai wallet with interceptor browser internations dubai Blockchain.Info acquisition ZeroBlock phone software + eToro will support Twitter-like Cashtags summary function + market report showed November CLS bank spot foreign exchange trading volumes have risen + India's central bank issued a warning for digital currency + lower costs: Bank of New York Mellon on forex manipulation case reached a settlement with the Massachusetts R2 + NFA found misappropriation of capital, and its members to take responsibility internations dubai for actions recommended articles India Nifty Index trading Chicago Mercantile look to Japan Euronext trading volume record Tradenext will debut with Tradable excellent application Cantor Group focuses on hedge fund market FXCM Group reports third quarter internations dubai results, the disclosure of specific data acquisition Faros Futura capital into the Southeast Asian financial tycoon LCG former executive director of the London Angus Campbell added FxPro as a public relations executive in May 2012 EBS FXCM trading results and good cooperation Thomson Reuters provides comprehensive forex pricing on July 27 on the money market Introduction Eikon platform
CFTC (Commodity Futures Trading Commission, CFTC) announced that in fiscal year 2012 filed 102 enforcement cases. In the past two financial years, the Commission submitted a total of 201 enforcement actions, a significant increase over the past few years. Enforcement Department in fiscal year 2012 more than 350 pieces of new criminal investigation, is the largest ever number of new pieces year investigation. In addition, the law enforcement department internations dubai has made more than 5.85 billion dollars in penalties command, including over 4.16 million in civil penalties and more than 1.69 billion dollars in damages and recovery of command.
U.S. Commodity Futures Trading Commission (CFTC), Head of Enforcement David Meister said: "We fight against illegal activities, to protect market participants and promote market integrity and performance of the year when we look back, the law enforcement department can confidently say that we are a major violation. conduct internations dubai an effective response, in accordance with the provisions of the U.S. Commodity Futures Trading Act (Act) and the regulations were disclosed. Whether it is the face of attempts to manipulate, false reports, customer funds violations, inverted positions internations dubai or regulation defeat some of the world's largest financial agency, or defraud unsuspecting public face of millions of dollars in a Ponzi scheme internations dubai (Ponzi) swindler, lawyers enforcement department, investigators, internations dubai paralegals and administrative staff are committed to the greatest impact internations dubai of the investigation and litigation of cases we began using new Dodd-Frank internations dubai Act powers (Dodd-Frank), and, as we had hoped, internations dubai when the new rules take effect more, we will continue to do so and I expressed appreciation for the hard work and dedication of all staff working , but also to be able to work with them proud. "
Division of Enforcement internations dubai allegations Joseph F. Welsh attempts to manipulate palladium and platinum futures contract prices, Welsh is the world's Mannesmann Finance (MF Global) before the broker, Christopher L. Pia for aiding and abetting an attempt to manipulate the conduct, Christopher L. Pia is the molar former portfolio manager at Investment Capital Management (Moore Capital Management, LLC). Pia and Moore Capital Management (Moore Capital internations dubai Management, LLC) to solve its fiscal year 2012 a separate lawsuit before. internations dubai New York federal court is not the case for Welsh sentencing.
Division of Enforcement alleged Royal Bank of Canada (Royal Bank of Canada, RBC) carry out hundreds of millions of dollars in stock futures contracts down position. New York federal court on allegations are not U.S. Commodity Futures Trading Commission (CFTC) were judgments against the Chicago Single Stock Futures Exchange Limited (OneChicago, LLC) and the Chicago Mercantile Exchange Holdings Ltd. (CME Group, Inc) false trading , the U.S. Commodity Futures Trading Commission (CFTC) also accused the Royal Bank of Canada (RBC) makes a false statement, Chicago Single Stock Futures Exchange Limited (OneChicago, LLC) is an electronic futures exchange.
Division of Enforcement alleged futures broker - Rosenthal Collins Group Limited (Rosenthal Collins Group, LLC, RCG) failed to supervise a client account, the client account is used for multi-million dollar commodity futures Ponzi scheme. (Division of Enforcement alleged that the company and its customers Enrique F. Villalba before the 2012 fiscal internations dubai year on suspicion of fraud). Rosenthal Collins Group Limited (RCG) to pay a fine case for its $ 2.5 million over.
In fiscal 2012, the Enforcement Division actively with criminal and civil enforcement of federal and state authorities to cooperate, their assistance, including 50 investigations with the U.S. Commodity Futures Trading internations dubai Commission (CFTC) in a separate action, including more than 200 investigations and proceedings related. Enforcement Department also continue to cooperate with the international regulatory authorities. For example, in fiscal year 2012, the Enforcement Division has received more than 300 requests internations dubai for assistance, law enforcement department in accordance with the IOSCO consultation, internations dubai cooperation and information exchange Multilateral Memorandum of Understanding (IOSCO Multilateral Memorandum of Understanding internations dubai Concerning Consultation and Cooperation and the Exchange of Information) and other information-sharing agreement established by more than 70 different regulatory agencies. International regulatory community on the U.S. Commodity Futures Trading Commission (CFTC) internations dubai successfully resolved a number of important cases played an important role.
Latest Articles internations dubai + notification in accordance with the Central Bank of India to suspend Bitcoin transactions + Taiwan Futures Exchange Eurex shares internations dubai acquired + NFA reminded members of the New Year's holiday to submit the relevant reports and 2014 plans + Ai Furui Russian companies trading volume in November 1296 billion U.S. dollars, up 5.67% MoM + bitcoin internations dubai wallet with interceptor browser internations dubai Blockchain.Info acquisition ZeroBlock phone software + eToro will support Twitter-like Cashtags summary function + market report showed November CLS bank spot foreign exchange trading volumes have risen + India's central bank issued a warning for digital currency + lower costs: Bank of New York Mellon on forex manipulation case reached a settlement with the Massachusetts R2 + NFA found misappropriation of capital, and its members to take responsibility internations dubai for actions recommended articles India Nifty Index trading Chicago Mercantile look to Japan Euronext trading volume record Tradenext will debut with Tradable excellent application Cantor Group focuses on hedge fund market FXCM Group reports third quarter internations dubai results, the disclosure of specific data acquisition Faros Futura capital into the Southeast Asian financial tycoon LCG former executive director of the London Angus Campbell added FxPro as a public relations executive in May 2012 EBS FXCM trading results and good cooperation Thomson Reuters provides comprehensive forex pricing on July 27 on the money market Introduction Eikon platform
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